Blog entry

Technology Catches Up To Regulators’ Monitoring Demands

Conducting a simple real-time statistical analysis of financial market activity does not necessarily require “sophisticated AI or machine learning,” says Guy Warren, CEO of ITRS, an application...
Blog entry

Trax Sees UK Approval For MiFID II Reporting As First Step In Europe

The UK Financial Conduct Authority’s (FCA) approval of the approved reporting mechanism (ARM) provided by market data, trade matching and regulatory reporting services company Trax is the first...
Blog entry

MiFID II Effects On Order Handling and Reporting Requirements Emerge

The specifics of MiFID II compliance have become clearer with new guidance from the European Securities and Markets Authority (ESMA), and increased understanding of best execution and transparency...
Blog entry

Webinar Discusses Data Management Processes in Run up To MiFID II Compliance

The 3 January, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, so how ready are financial institutions to meet the directive’s requirements...
Blog entry

Challenges of MiFID II Reporting Leave Firms Unready for Compliance

Few financial institutions are ready to meet the requirements of transaction reporting under Markets in Financial Instruments Directive II (MiFID II), while many are facing ongoing challenges...
Blog entry

No Need to Reinvent the Tech Wheel for Key Derivatives Rule, When (Or If) It Comes

By: Steven Strange, Buy-Side Product Manager, Fidessa In late 2015, the U.S. Securities & Exchange Commission proposed a new rule designed to regulate the use of derivatives by registered...
Blog entry

Time-stamping Needs To Be Better Than Regulators Require, Providers Say

Although the requirement for time-stamping set by Europe’s MiFID II regulation and for the US Consolidated Audit Trail (CAT) is within 100 microseconds of the recognised standard UTC time, in...
Blog entry

Ullink Expands MiFID II Solution Portfolio with Automated Trade Reporting

Ullink is developing a portfolio of Markets in Financial Instruments Directive II (MiFID II) products, the latest being an automated trade reporting solution designed to help firms comply with the...
Blog entry

Firms Struggle To Grasp MiFID II Time-stamping Rules

MiFID II definitions for time-stamping and rules for record keeping to support tracking of trade orders — as defined in Article 25 of the directive’s regulatory technical standards (RTS 25) — ...
Blog entry

CJC Moves On Outbound Market Data

Financial technology management solutions company CJC’s new IT Regulatory Services division is offering auditing and inventory of firms’ outbound data, concentrating on publication of market data...

Pages