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Webinar

Webinar Recording: Learning from MiFID II for CAT reporting and data management

Compliance with the SEC's Consolidated Audit Trail (CAT) regulation is just over 18 months away, meaning broker dealers within the scope of the regulation need to get started on their response. Like...
Webinar

Webinar Recording: Voice recording for communications surveillance under MIFID II/MAR

To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic...
Webinar

Webinar Recording: Putting data management processes in place for MiFID II

The January 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, so how ready are financial institutions to meet the directive’s requirements,...
Webinar

Webinar Recording: MiFID II: Data for transaction reporting

Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of...
Webinar

Webinar Recording: Trade/Order Tracking & Time-Stamping for Regulatory Compliance

At the beginning of 2018 in Europe, and before the end of 2017 in the US, new time-stamping requirements will come into force, under European MiFID II regulation and the US SEC’s Consolidated Audit...
Webinar

Webinar Recording: Data management implications of the Fundamental Review of the Trading Book (FRTB)

The 2019 compliance deadline for the Basel Committee on Banking Supervision’s Fundamental Review of the Trading Book (FRTB) may be a couple of years away, but significant data management changes and...
Webinar

Webinar Recording: MiFID II: Data for transparency

Markets in Financial Instruments II (MiFID II) makes sweeping changes to pre- and post-trade transparency, extending MiFID requirements limited to equities trades on regulated platforms to cover...
Webinar

Webinar Recording: MiFID II: Data for best execution

Markets in Financial Instruments Directive II (MiFID II) strengthens the best execution requirement embedded in MiFID by expanding disclosure. Among the directive’s requirements are provisions to...
Webinar

Webinar Recording: Countdown to MiFID II

MiFID II is dominating trading technologists’ thoughts in 2016. What has been achieved so far and what is still to be done? What elements of the regulation are proving most difficult – perhaps algo...
Webinar

Webinar Recording: Adding Intelligence to Electronic Execution for Best Execution Under MiFID II

MiFID II's provisions for best execution promise to be more rigorous than its predecessor's. They also will be applied to a host of relatively illiquid and potentially more complex asset classes....

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