Webinar

Book Webinar Now: Preparing for the CAT

With the deadline for large broker dealers to submit data to the US Securities and Exchange Commission’s Consolidated Audit Trail (CAT) just over 18 months away, firms within the scope of the...
Webinar

Book Webinar Now: MiFID II and FRTB Data Analytics, Benchmarks and Risk Modelling

Markets in Financial Instruments Directive II (MiFID II) and the Fundamental Review of the Trading Book (FRTB) require huge volumes of data to be sourced and managed. This webinar will discuss what...
Blog entry

Technology Catches Up To Regulators’ Monitoring Demands

Conducting a simple real-time statistical analysis of financial market activity does not necessarily require “sophisticated AI or machine learning,” says Guy Warren, CEO of ITRS, an application...
Blog entry

Trax Sees UK Approval For MiFID II Reporting As First Step In Europe

The UK Financial Conduct Authority’s (FCA) approval of the approved reporting mechanism (ARM) provided by market data, trade matching and regulatory reporting services company Trax is the first...
Blog entry

MiFID II Effects On Order Handling and Reporting Requirements Emerge

The specifics of MiFID II compliance have become clearer with new guidance from the European Securities and Markets Authority (ESMA), and increased understanding of best execution and transparency...
News Wire

MainFirst Goes Live on Torstone Inferno

Torstone Technology, the leading provider of post-trade securities and derivatives processing, today announces that MainFirst, the independent German headquartered European financial services firm,...
Blog entry

Webinar Discusses Data Management Processes in Run up To MiFID II Compliance

The 3 January, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, so how ready are financial institutions to meet the directive’s requirements...
Webinar

Book Webinar Now: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements

MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This...
News Wire

James Brearley & Sons Selects JHC's Figaro to Support its Strategic Objectives with New Technology Platform

Investment manager and stockbroking firm James Brearley & Sons is upgrading its systems architecture by implementing JHC Figaro (‘Figaro’) the most functionally rich wealth management system in...
News Wire

Bats Europe Expands BXTR to Offer Buy-Side Trade Reporting Services

Bats Europe, a CBOE Holdings, Inc. company and the region’s largest equities exchange operator, today announced it has expanded its trade reporting facility, BXTR, to offer a new service that enables...

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