Audio

PODCAST: Garbage In, Garbage Out – Why Reg “Tech” is Only Half the Answer

Peter Moss is not shy of asking the hard questions. Join A-Team Group for a hard-hitting Podcast exploring the real challenges facing the future of the regtech industry – and how these can be handled...
Audio

PODCAST: Connecting the Risk Data Ecosystem

Join Steve McDonald, the Head of Market Development, Risk & Compliance Solutions at Refinitiv, as he takes us on a journey through the complexities of connecting risk data ecosystems in today’s...
Audio

A-Team Group RegTech Summit Reviews the First Nine Months of MiFID II

MiFID II was designed to increase market transparency and improve investor protection. So, how is it doing nine months in, what challenges remain – and there are plenty, and what are the positive...
Audio

Role of Regtech in Improving KYC, AML and Customer Due Diligence

The challenges of financial crime are significant and becoming harder to resolve, but advances can be made by implementing regtech solutions to improve customer onboarding, Know Your Customer (KYC)...
Audio

SmartStream RDU Presents RegTech Summit Keynote on MiFID II and the SI Regime

Peter Moss, CEO of the SmartStream Reference Data Utility (RDU), dived into the detail of systematic internalisation under Markets in Financial Instruments Directive II (MiFID II) during a keynote...
Audio

Podcast: Navigating the Emerging SI Landscape

In our final A-Team Group Podcast from the recent MiFID 2 briefing entitled ‘Interacting with the New Market Structure’, held on September 18th in the City of London, expert market practitioners...
Audio

Podcast: The Future of Fighting Financial Crime

Money laundering is a truly global phenomenon. The amount of illicit proceeds from criminal activity is estimated to account for 2-5 % of global GDP, yet less than 1% is seized or frozen by law...
Audio

Podcast: Best Practices for Regulatory Reporting Efficiency

What is needed to get ready for SFTR + EMIR REFIT and how can you ensure your reporting infrastructure is ready? How can you improve the quality, consistency and standardisation of data? What are the...
Audio

Podcast: Best Execution & Connectivity in a Multi-Venue Environment

How are venues and connectivity choices impacting best execution? How could linking to emerging SIs impact best execution policy? How are trading technologies such as algos being redesigned to trade...
Audio

Kay Swinburne on MiFID II and the liquidity landscape post-Brexit

Nine months on, how is the market handling the implementation of MiFID II? How is the trade landscape adjusting to the new SI regime? What impact will Brexit have on UK and European regulation, and...

Pages